We often hear the terms rich and wealthy bandied about. Leaving aside the question of rich, we’ll focus on wealthy. There is no doubt that there are many different opinions about what constitutes wealthy. Some consider investable assets ($500,000, $1,000,000, more?), some think in terms of income ($100,000, $150,000 or $400,000 per year?), while others… Read Article →

So, what is Sequence of Returns Risk? It is the danger retirees face of receiving lower or negative returns early in retirement when withdrawals are made from their underlying investment accounts. Savvy investors planning their retirement have to understand that there is risk in the order in which investment returns occur for those that are nearing, or in,… Read Article →

Meryl Wiener is a Partner at Warsaw Burstein, LLP in New York City. Ms. Wiener advises financial institutions, investment managers and hedge funds on a broad range of regulatory, compliance, securities, registration, inspection, organizational and structural matters.She focuses on the Investment Advisers Act of 1940 and represents clients in connection with regulatory examinations and enforcement proceedings…. Read Article →

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