Posts Tagged: finra

Meryl Wiener is a Partner at Warsaw Burstein, LLP in New York City. Ms. Wiener advises financial institutions, investment managers and hedge funds on a broad range of regulatory, compliance, securities, registration, inspection, organizational and structural matters.She focuses on the Investment Advisers Act of 1940 and represents clients in connection with regulatory examinations and enforcement proceedings…. Read Article →

Documentary: Thinking Money: The Psychology Behind Our Best and Worst Financial Decisions (2014). Now airing on public television stations nationwide in collaboration with American Public Television. In this film, produced by Rocket Media Group, LLC in association with the FINRA Investor Education Foundation and Maryland Public Television, host Dave Coyne leads viewers through an exploration of money and… Read Article →

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