Posts Tagged: fiduciary

The following is a guest post from Cristina Acosta and Nancy Fromm, co-owners of Money Wise, a Scottsdale, Ariz.-based financial-planning firm that helps create retirement-income strategies for people nearing or in retirement. Both are Series 65 licensed and are fiduciaries. The importance of women taking an active role in a couple’s financial planning represents more… Read Article →

The following is a guest post by Dennis Notchick. Dennis is a Registered Investment Advisor Representative and Certified Financial Planner with Safeguard Investment Advisory Group in San Diego, Calif. He has nearly a decade of experience as a financial professional. A Trusting Relationship Building a trusting relationship with a financial professional is important because you’ll be… Read Article →

Meryl Wiener is a Partner at Warsaw Burstein, LLP in New York City. Ms. Wiener advises financial institutions, investment managers and hedge funds on a broad range of regulatory, compliance, securities, registration, inspection, organizational and structural matters.She focuses on the Investment Advisers Act of 1940 and represents clients in connection with regulatory examinations and enforcement proceedings…. Read Article →

Earlier today, the Department of Labor today released long-awaited regulations that will likely have a significant impact on the way retirement advice is delivered throughout the country. These regulations, known as the ‘fiduciary rules’ or ‘fiduciary standards’ are scheduled to into effect by January 1st, 2018. Registered investment advisers have already been held to a fiduciary… Read Article →

Robert “Bobby” Monks is a serial entrepreneur who has founded and led nineteen businesses in the financial services, real estate, media, and technology sectors. He was chairman of Spinnaker Trust, managing over $1 billion in assets; chairman of Institutional Shareholder Services and Proxy Monitor, the two largest corporate governance and proxy voting services; and founder… Read Article →

Scroll To Top