Posts Tagged: erisa

Meryl Wiener is a Partner at Warsaw Burstein, LLP in New York City. Ms. Wiener advises financial institutions, investment managers and hedge funds on a broad range of regulatory, compliance, securities, registration, inspection, organizational and structural matters.She focuses on the Investment Advisers Act of 1940 and represents clients in connection with regulatory examinations and enforcement proceedings…. Read Article →

Earlier today, the Department of Labor today released long-awaited regulations that will likely have a significant impact on the way retirement advice is delivered throughout the country. These regulations, known as the ‘fiduciary rules’ or ‘fiduciary standards’ are scheduled to into effect by January 1st, 2018. Registered investment advisers have already been held to a fiduciary… Read Article →

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